Roger Peill
Regulatory Specialist in Governance, Compliance & Strategic Advisory
About Roger
Roger is a senior regulatory and governance advisor with a track record spanning over 30 years in financial services. With executive-level experience across Wealth Management and Investment platforms, he brings boardroom credibility and deep regulatory insight to every engagement.
Having held SMF16 and SMF17 roles and led major regulatory change initiatives, Roger is known for bridging the gap between compliance and commercial strategy.
He specialises in FCA governance frameworks, board effectiveness, SMCR, oversight design, and conduct risk management—helping firms embed proportionate, business-aligned compliance structures that support sustainable growth.
Roger’s strength lies in his ability to operate across both the strategic and operational layers of a business. From shaping firm-wide governance models to providing hands-on regulatory support, he brings clarity, calm, and pragmatic problem-solving to complex environments.
As part of STJ’s consultancy team, Roger works with boards, executives, and senior leadership teams to deliver compliant, commercially intelligent solutions across the UK regulatory landscape.